-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UhofU6K0zVb2m+ntiCJD58mZTjMVDYN5g1wJwmQe2U8oKv1mvtWQ6se6GxdwVEIi T+7ZhQSw+MJQeyIXLuXrHA== 0000922423-98-001033.txt : 19980918 0000922423-98-001033.hdr.sgml : 19980918 ACCESSION NUMBER: 0000922423-98-001033 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980917 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR GLASS CONTAINER CORP /NEW CENTRAL INDEX KEY: 0001052163 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 593417812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54231 FILM NUMBER: 98711072 BUSINESS ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 BUSINESS PHONE: 8138840000 MAIL ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKEY CHRISTOPHER M CENTRAL INDEX KEY: 0001064413 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035526900 MAIL ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 AMENDMENT 2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Anchor Glass Container Corporation ---------------------------------- (Name of Issuer) Class A Common Stock, $.10 par value ------------------------------------ (Title of Class of Securities) 033038209 --------- (CUSIP Number) CoMac Partners, L.P. 1 Greenwich Office Park, 3rd Floor Greenwich, CT 06831 (203) 552-6900 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 19, 1998 --------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: |_| Page 1 of 16 pages SCHEDULE 13D CUSIP No.033038209 Page 2 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Partners, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 40,327/1/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 40,327/1/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,327 (See Item 5)/1/ - -------------------------------------------------------------------------------- - ----------------- /1/ 710,404 shares including 643,092 shares of Class A Common Stock (the "Common Stock") issuable upon conversion of 154,342 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock (the "Preferred Stock") and 26,985 shares of Common Stock issuable upon the exercise of warrants (the "Class A Warrants") owned by CoMac Partners, L.P. Page 3 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.2%/2/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /2/ 61.2% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 4 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac International N.V. Not Aplicable - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands Antilles - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 40,990/3/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 40,990/3/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,990 (See Item 5)/3/ - -------------------------------------------------------------------------------- - ----------------- /3/ 722,592 shares including 653,821 shares of Common Stock issuable upon conversion of 156,917 shares of the Issuer's Preferred Stock and 27,781 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac International N.V. Page 5 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4%/4/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- /4/ 61.6% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 6 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Opportunities Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 707/5/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 707/5/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 707 (See Item 5)/5/ - -------------------------------------------------------------------------------- - ----------------- /5/ 12,402 shares including 11,267 shares of Common Stock issuable upon conversion of 2,704 shares of the Issuer's Preferred Stock and 428 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac Opportunities Fund, L.P. Page 7 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1%/6/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /6/ 2.5% including shares of Common Stock issuable upon the conversion of the Preferred Stock and upon the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 8 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Endowment Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 14,902/7/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 14,902/7/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,902 (See Item 5)/7/ - -------------------------------------------------------------------------------- - ----------------- /7/ 248,391 shares including 224,746 shares of Common Stock issuable upon conversion of 53,939 shares of the Issuer's Preferred Stock and 9,553 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac Endowment Fund L.P. Page 9 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9%/8/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /8/ 34.3% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 10 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christopher M. Mackey - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 45/9/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING 96,116 (See Item 5)/10/ PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 45/9/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER 96,116 (See Item 5)/10/ /9/ 797 shares including 721 shares of Common Stock issuable upon conversion of 173 shares of the Issuer's Preferred Stock and 31 shares of Common Stock issuable upon the exercise of Class A Warrants owned by Mr. Mackey. /10/ 1,693,788 shares including 1,532,926 shares of Common Stock issuable upon conversion of 367,902 shares of Preferred Stock and 64,747 shares of Common Stock issuable upon the exercise of Class A Warrants that may be deemed to be beneficially owned by Mr. Mackey (see Item 5). Page 11 of 16 Pages - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 96,161 (See Item 5)/11/ - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.6%/12/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- /11/ 1,694,585 shares including 1,533,646 shares of Common Stock issuable upon conversion of 368,075 shares of Preferred Stock that are owned or may be deemed to be beneficially owned by Mr. Mackey (see Item 5). /12/ 81.1% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. AMENDMENT NO. 2 TO SCHEDULE 13D ------------------------------- This amends the Schedule 13D dated June 22, 1998, as amended and restated by Amendment No. 1 dated September __, 1998, (the "Schedule 13D") filed by CoMac Partners, L.P., CoMac International N.V., CoMac Endowment Fund, L.P., CoMac Opportunities Fund, L.P. and Christopher M. Mackey (the "Reporting Persons") with respect to the Class A Common Stock, $.10 par value (the "Common Stock") of Anchor Glass Container Corporation, a Delaware corporation (the "Company"). Notwithstanding this Amendment No. 2, the Schedule 13D speaks as of its date. Capitalized terms used herein without definition have the meanings assigned to them in the Schedule 13D. ITEM 4 OF SCHEDULE 13D, "PURPOSE OF TRANSACTION," IS AMENDED TO ADD THE FOLLOWING AT THE END THEREOF: Pursuant to the Plan, on August 19, 1998, the Reporting Persons received additional shares of Common Stock and Preferred Stock, as well as warrants to acquire Common Stock (the "Class A Warrants") and warrants to acquire the Company's Class C Common Stock (the "Class C Warrants" and together with the Class A Warrants, the "Warrants") in respect of the pre-petition indebtedness and trade claims of Anchor Resolution Corp. (formerly named Anchor Glass Container Corporation). See Item 3. The following table sets forth the number of shares of each security (Warrant numbers refer to the shares of the underlying stock issuable upon exercise) received by each of the Reporting Persons. Reporting Common Preferred Class A Class C Person Stock Stock Warrants Warrants - ------ ----- ----- -------- -------- CoMac Partners 40,327 154,342 26,985 72,337 CoMac International 40,990 156,917 27,781 74,463 CoMac Opportunities 707 2,704 428 1,148 CoMac Endowment 14,092 53,939 9,553 25,606 Christopher M. Mackey 45 173 31 82 The Warrants are currently exercisable, do not require payment upon exercise and expire on June 16, 2008. The Class C Common Stock is non-voting and is automatically convertible into Common Stock on February 5, 2000. ITEM 5(A) OF SCHEDULE 13D, "INTEREST IN SECURITIES OF THE ISSUER," IS AMENDED AND RESTATED IN ITS ENTIRETY AS FOLLOWS: (a) The Reporting Persons own an aggregate of 96,161 shares of Common Stock, representing approximately 19.6% of the 12 shares of the outstanding Common Stock./13/ The Reporting Persons also own (i) an aggregate of 368,073 shares of Preferred Stock, and (ii) Class A Warrants to acquire an aggregate of 64,778 shares of Common Stock. Each share of Preferred Stock is presently convertible into 4.167 shares of Common Stock. Including the Common Stock issuable on conversion of the Preferred Stock and upon exercise of the Class A Warrants held by the Reporting Persons (but not the Preferred Stock and Class A Warrants held by any other person), the Reporting Persons may be deemed to beneficially own 81.1% of the Common Stock. The following table sets forth the number of shares of Common Stock directly owned by each of the Reporting Persons and the percentage of Common Stock outstanding such ownership represents. This table does not include (i) shares issuable upon the conversion of the Preferred Stock or (ii) shares issuable upon the exercise of Class A Warrants. Percentage of Reporting Shares of Outstanding Person Common Stock Common Stock - ------ ------------ ------------ CoMac Partners 40,327 8.2 CoMac International 40,990 8.4 CoMac Opportunities 707 .1 CoMac Endowment 14,092 2.9 Christopher M. Mackey 45 Less than .1 The following table sets forth the number of shares of Preferred Stock directly owned by each of the Reporting Persons and the shares of Common Stock beneficially owned directly by each of the Reporting Persons (including shares issuable upon conversion of the Preferred Stock and upon exercise of the Class A Warrants) and the percentage of Common Stock outstanding such ownership represents (including shares issuable upon the conversion of the Preferred Stock and upon exercise of the Class A Warrants held by the Reporting Persons but not the Preferred Stock and Class A Warrants held by any other person). - -------- /13/ Based upon 490,898 shares of Common Stock outstanding reported in the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 1998. 13 Shares of Common Stock Percentage of Reporting Shares of Class A Beneficially Outstanding Person Preferred Stock Warrants Owned Common Stock - ------ --------------- -------- ----- ------------ CoMac Partners 154,342 26,985 710,404 61.2 CoMac International 156,917 27,781 722,592 61.6 CoMac Opportunities 2,704 428 12,402 2.5 CoMac Endowment 53,939 9,553 248,391 34.3 Christopher M. Mackey 173 31 797 .2 ITEM 5(C) OF SCHEDULE 13D, "INTEREST IN SECURITIES OF THE ISSUER," IS AMENDED TO ADD THE FOLLOWING NEW PARAGRAPH AT THE END THEREOF: (c) On August 19, 1998, the Reporting Persons received distributions of Common Stock, Preferred Stock and Class A Warrants pursuant to the Plan. See Item 4. Except for such distributions, the Reporting Persons have not effected any transactions in the Common Stock during the past 60 days. ITEM 6 OF SCHEDULE 13D, "CONTRACTS ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER," IS AMENDED AND RESTATED IN ITS ENTIRETY AS FOLLOWS: The Reporting Persons have received a distribution of Class A Warrants and Class C Warrants pursuant to the Plan. See Items 4 and 5. 14 SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: September 17, 1998 COMAC PARTNERS, L.P. By: CoMac Associates, L.P., general partner of CoMac Partners, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman COMAC INTERNATIONAL N.V. By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Director COMAC ENDOWMENT FUND, L.P. By: CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman 15 COMAC OPPORTUNITIES FUND, L.P. By: CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey 16 -----END PRIVACY-ENHANCED MESSAGE-----